RA
RA
Roberta Arakaki is a registered investment advisor at Morgan Stanley, based in San Jose, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
225 West Santa Clara Street, Suite 900, San Jose, CA, 95113
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Regulatory History (1)
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Financial
October 2019Final
Other Business Activities
Roberta is involved in several outside business activities including Birdies Creations (greeting cards/paper crafting), Stampin' Up (paper crafting and stamping since 2004), and selling Tupperware products since 2017. These activities each take minimal time.
Employment History
Current Registrations
Morgan Stanley
January 2014 - Present · 12 yrs 4 mos
Morgan StanleyBroker
January 2014 - Present · 12 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
June 2007 - January 2014 · 6 yrs 7 mos
UBS Financial Services INC.Broker
May 2001 - January 2014 · 12 yrs 8 mos
Morgan Stanley Dw INC.Broker
January 2001 - June 2001 · 5 mos
State Registrations39 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.