SC
SC

Scott Conti

29 Years of Experience
Tampa, FL
5 DisclosuresBroker

Scott Conti is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tampa, FL, with 29 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

7432 Monika Manor Dr, Tampa, FL, 33625-5826

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Denied
Judgment / Lien
April 2008
Customer Dispute
May 2004
Settled
Customer Dispute
June 2002
Denied
Customer Dispute
July 2000
Settled
Other Business Activities

Scott is involved in business ownership and tax preparation since 2019. This activity requires minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 1997 - Present · 29 yrs 3 mos
Ameriprise Financial Services, LLCBroker
January 1997 - Present · 29 yrs 9 mos
Previous Registrations
Ids Life Insurance CompanyBroker
January 1997 - July 2006 · 9 yrs 6 mos
State Registrations26 states
ALAZCACOCTFLGAILINKYMAMIMNMOMTNCNHNMNYOHPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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