JP
JP
James Pfizenmayer
34 Years of Experience
Phoenixville, PA
1 DisclosureBroker
James Pfizenmayer is a registered investment advisor at Morgan Stanley, based in Phoenixville, PA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Phoenixville, PA
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Regulatory History (1)
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Customer Dispute
October 2008Closed-No Action
Employment History
Current Registrations
Morgan Stanley
February 2011 - Present · 15 yrs 5 mos
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
July 1992 - July 1993 · 1 yr
Princor Financial Services CorporationBroker
August 1991 - August 1992 · 1 yr
State Registrations34 states
AZCACOCTDCDEFLGAIAILINKSLAMAMDMEMIMNMONCNJNVNYOHORPARISCTXVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.