Thomas Griffiths
Thomas Griffiths is a registered investment advisor at Great Valley Advisor Group, LLC, based in Newtown, PA, with 26 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 33,099 clients with $9.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.25% |
| $1.0M - $3.0M | 2.00% |
| $3M+ | 2.00% |
Fees and account value tiers are subject to negotiation at the sole discretion of Great Valley Advisor Group.
Fee Estimator
Location
780 Newtown Yardley Rd, #310, Newtown, PA, 18940
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2008Other Business Activities
Thomas operates under several DBAs for his LPL business, including The Capital Legacy, LLC and Griffiths Financial Services. He also owns 100% of T & Z Financial, LLC for tax purposes and is an investment advisor representative for Great Valley Advisor Group, Inc., dedicating about half of his time to this role.
Employment History
Current Registrations
Great Valley Advisor Group, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Associated Securities CORP.Broker
Associated Securities CORP.
Strategic Wealth Advisors Group
Fsc Securities Corporation
Fsc Securities CorporationBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Union Brokerage Services, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.