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Howard Underwood

29 Years of Experience
St. Louis, MO
Broker

Howard Underwood is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One North Jefferson Avenue, H0004-05C, St. Louis, MO, 63103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
March 2025 - Present · 1 yr 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2025 - Present · 1 yr 2 mos
Wells Fargo Advisors
January 2016 - Present · 10 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2006 - Present · 20 yrs 4 mos
Previous Registrations
A. G. Edwards & Sons, INC.Broker
October 2007 - January 2008 · 3 mos
Wells Fargo Advisors, LLC
January 2006 - December 2015 · 9 yrs 11 mos
Allstate Financial Services, LLCBroker
March 2004 - October 2004 · 7 mos
Northwestern Mutual Investment Services,llc
May 2003 - January 2004 · 8 mos
Northwestern Mutual Investment Services, LLCBroker
June 1999 - January 2004 · 4 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
June 1999 - January 2002 · 2 yrs 7 mos
Summit Brokerage Services, INC.Broker
January 1999 - May 1999 · 4 mos
Royal Alliance Associates, INC.Broker
February 1991 - June 1994 · 3 yrs 4 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.