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Kari Knudsen

LPL Financial LLC
32 Years of Experience
Marietta, GA
1 DisclosureBroker
View SEC Summary
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Kari Knudsen is a registered investment advisor at LPL Financial LLC, based in Marietta, GA, with 32 years of industry experience. Kari is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

732 Kennesaw Avenue, Suite 110, Marietta, GA, 30060

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kari operates under the DBA The Lawandales Group for her LPL business since 2018. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
August 2018 - Present · 8 yrs 2 mos
LPL Financial LLCBroker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Fsc Securities Corporation
August 2015 - August 2018 · 3 yrs
Fsc Securities CorporationBroker
June 2015 - August 2018 · 3 yrs 2 mos
Sii Investments, INC.
December 2011 - June 2015 · 3 yrs 6 mos
Sii Investments, INC.Broker
June 2007 - June 2015 · 8 yrs
Royal Alliance Associates, INC.Broker
March 1998 - July 2007 · 9 yrs 4 mos
Nylife Securities INC.Broker
January 1994 - April 1996 · 2 yrs 3 mos
Royal Alliance Associates, INC.Broker
January 1991 - October 1992 · 1 yr 9 mos
State Registrations5 states
ALDEGANYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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