Thomas Wegner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Marietta, GA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
307 North Marietta Parkway Ne, Marietta, GA, 30060
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas operates his LPL business under the DBA South State Investment Services. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Cape Investment Advisory, INC.
Cape Securities INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Colonial Asset Management INC
Colonial Brokerage, INC.Broker
First Tennessee Advisory Services, INC.
Ftb Advisors, INC.
First Tennessee Brokerage, INC.Broker
Park Avenue Securities LLCBroker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Raymond James Financial Services, INC.Broker
Brokerage Administrators CorporationBroker
Invesco Funds Group, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.