Brendan Bogart is a registered investment advisor at Aegis Capital CORP., based in West Milford, NJ, with 33 years of industry experience. Brendan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.
If most transaction costs are charged to you:
- First $250,000 - maximum 2.50% per year
- Next $750,000 - maximum 2.25% per year
- Over $1,000,000 - maximum 2.00% per year
If most transaction costs are charged to Aegis:
- First $250,000 - maximum 3.00% per year
- Next $750,000 - maximum 2.75% per year
- Over $1,000,000 - maximum 2.50% per year
The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.
Location
1467 Union Valley Rd, Suite 203, West Milford, NJ, 07840
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brendan owns Mel Capital, Asset Value, LP, buying and selling securities, dedicating minimal time. He also owns Mel Capital, LLC, gathering leads and quoting health insurance for group plans, spending a few hours per week, and is a principal at Bogart Value Partners, working about a quarter of his time as a brokerage for DBA of Aegis Capital Corp.
Employment History
Current Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
Previous Registrations
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Schneider Securities, INC.Broker
Glenn Michael Financial, INC.Broker
Shamus Group, INC.Broker
Robert Thomas Securities, INCBroker
T.R. Winston & Company, INC.Broker
Gruntal & CO. IncorporatedBroker
Josephthal Lyon & Ross IncorporatedBroker
Legend Merchant Group, INC.Broker
Josephthal Lyon & Ross IncorporatedBroker
Melbourne Gsi CORP.Broker
Lehman Brothers INC.Broker
Lehman Brothers INC.Broker
Prudential Securities IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.