Brendan Bogart
Brendan Bogart is a registered investment advisor at Aegis Capital CORP., based in West Milford, NJ, with 34 years of industry experience. Brendan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $1.0M | 2.25% |
| $1M+ | 2.00% |
Rates shown are the maximums when most transaction costs are charged to the client. If transaction costs are charged to Aegis Capital Corp., the maximum rates are 3.00% on the first $250k, 2.75% on the next $750k, and 2.50% over $1M. Fees may be negotiable.
Fee Estimator
Location
1467 Union Valley Rd, Suite 203, West Milford, NJ, 07840
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brendan owns Mel Capital, Asset Value, LP, buying and selling securities, dedicating minimal time. He also owns Mel Capital, LLC, gathering leads and quoting health insurance for group plans, spending a few hours per week, and is a principal at Bogart Value Partners, working about a quarter of his time as a brokerage for DBA of Aegis Capital Corp.
Employment History
Current Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
Previous Registrations
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Schneider Securities, INC.Broker
Glenn Michael Financial, INC.Broker
Shamus Group, INC.Broker
Robert Thomas Securities, INCBroker
T.R. Winston & Company, INC.Broker
Gruntal & CO. IncorporatedBroker
Josephthal Lyon & Ross IncorporatedBroker
Legend Merchant Group, INC.Broker
Josephthal Lyon & Ross IncorporatedBroker
Melbourne Gsi CORP.Broker
Lehman Brothers INC.Broker
Lehman Brothers INC.Broker
Prudential Securities IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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