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Bill Callis

Raymond James Financial Services Advisors, INC
35 Years of Experience
Dallas, TX
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Bill Callis is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Dallas, TX, with 35 years of industry experience. Bill is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3838 Oak Lawn Avune, Suite 1420, Dallas, TX, 75219

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2011
Denied
Customer Dispute
June 2009
Settled
Customer Dispute
August 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Bill is an owner of Advanced Planning Group/APG Wealth Management and a non-variable insurance agent for APG Wealth Management dba Advanced Planning Group. He dedicates minimal time to the support company and a few hours per week to insurance sales.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2016 - Present · 10 yrs 3 mos
Raymond James Financial Services, INC.
July 2016 - Present · 10 yrs 3 mos
Raymond James Financial Services, INC.Broker
July 2016 - Present · 10 yrs 3 mos
Previous Registrations
Raymond James & Associates, INC.Broker
November 2013 - July 2016 · 2 yrs 8 mos
Raymond James & Associates, INC.
November 2013 - July 2016 · 2 yrs 8 mos
Southwest Securities, INC.Broker
March 2012 - December 2013 · 1 yr 9 mos
Southwest Securities, INC.
March 2012 - December 2013 · 1 yr 9 mos
Wells Fargo Advisors, LLC
March 2009 - April 2012 · 3 yrs 1 mo
Wells Fargo Advisors, LLCBroker
February 2009 - April 2012 · 3 yrs 2 mos
Banc of America Investment Services, INC.Broker
October 2003 - February 2009 · 5 yrs 4 mos
Banc of America Investment Services, INC.
October 2003 - February 2009 · 5 yrs 4 mos
Morgan Stanley
June 2000 - October 2003 · 3 yrs 4 mos
Morgan Stanley Dw INC.Broker
June 2000 - October 2003 · 3 yrs 4 mos
Compass Brokerage, INC.Broker
August 1994 - June 2000 · 5 yrs 10 mos
Banc One Securities CorporationBroker
June 1993 - August 1994 · 1 yr 2 mos
Equico Securities, INC.Broker
November 1990 - May 1993 · 2 yrs 6 mos
The Equitable Life Assurance Society of the United StatesBroker
November 1990 - May 1993 · 2 yrs 6 mos
State Registrations36 states
ALARAZCACOCTDCFLGAHIIAILKSKYLAMDMIMOMSNCNJNMNVNYOHOKPAPRSCSDTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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