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Thomas Tucker

35 Years of Experience
Melville, NY
1 DisclosureBroker

Thomas Tucker is a registered investment advisor at Morgan Stanley, based in Melville, NY, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

58 South Service Road, Suite 400, Melville, NY, 11747

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History

Regulatory History (1)
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Customer Dispute
November 1997
Denied
Other Business Activities

Thomas is involved with a trust in Huntington, New York, since 2022. He spends minimal time on this activity during and after business hours.

Employment History
Current Registrations
Morgan Stanley
March 2014 - Present · 12 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
November 1998 - June 2009 · 10 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1992 - November 1998 · 6 yrs 7 mos
American Express Financial Advisors INC.Broker
November 1990 - March 1992 · 1 yr 4 mos
Ids Life Insurance CompanyBroker
November 1990 - March 1992 · 1 yr 4 mos
State Registrations29 states
AZCACOCTDCDEFLGAHIILMAMDMIMNNCNENHNJNYOHPARISCSDTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.