William Smith
William Smith is a registered investment advisor at Ae Wealth Management, LLC, based in Madison, MS, with 21 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 128,073 clients with $50B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable and set by individual investment advisor representatives up to a maximum annual rate of 2.50% (rates above 2.0% require compliance approval).
Fee Estimator
Location
1300 Hwy 51, Madison, MS, 39046
Get directionsHistory
Regulatory History (2)
Financial
April 2022Financial
March 2021Other Business ActivitiesSells Insurance
William is a managing partner at Golden Years Financial, where he focuses on insurance sales and services. He dedicates about 10-20% of his time to this activity, with approximately 10 hours spent during trading hours.
Employment History
Current Registrations
Ae Wealth Management, LLC
Previous Registrations
Financial & Tax Architects, LLC
Woodridge Capital Portfolio Management, LLC
UBS Financial Services INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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