Thomas Kim
Thomas Kim is a registered investment advisor at Citigroup Global Markets INC., based in Henderson, NV, with 34 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Citi Wealth Management, Sales, 10211 South Eastern Avenue, Henderson, NV, 89052
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2016Customer Dispute
January 2012Customer Dispute
March 2005Employment History
Current Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Infinex Investments, INC.Broker
Infinex Investments, INC.
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Infinex Investments, INC.
Infinex Investments, INC.Broker
Santander Securities
Santander Securities LLCBroker
Invest Financial Corporation
Invest Financial CorporationBroker
Essex National Securities, LLC
Essex National Securities, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Citicorp Investment ServicesBroker
Citicorp Investment Services
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
Whale Securities CO., L.P.Broker
Commonwealth AssociatesBroker
Gruntal & CO. IncorporatedBroker
Lehman Brothers INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.