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Brian Weese

Newedge Advisors
35 Years of Experience
Farmington, UT
4 Disclosures
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Brian Weese is a registered investment advisor at Newedge Advisors, based in Farmington, UT, with 35 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 49,898 clients with $43B in assets under management.

Newedge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
605 advisors
Number of Clients
49,898 clients
Average Client Portfolio
$866K average
Assets Under Management
$43.2B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2M+1.75%

Schedule reflects the primary Equity and Balanced Advisors Choice program. The firm imposes a maximum annual fee of 1.75% for new accounts opened after December 31, 2025, though older accounts may have rates up to 2.50%. Additional program schedules exist for fixed income, mutual fund strategies, and third-party manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

240 N. East Promontory, Suite 200, Farmington, UT, 84025

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015
Settled
Customer Dispute
September 2010
Settled
Customer Dispute
July 2010
Settled
Employment Separation After Allegations
January 2008
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brian conducts advisory services through NewEdge Advisors, LLC, doing business as Three Peaks Wealth Management. He is an investment advisor representative and devotes full-time hours to this activity.

Employment History
Current Registrations
Newedge Advisors
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Iht Wealth Management LLC
May 2021 - September 2021 · 4 mos
Wells Fargo Clearing Services, LLC
February 2008 - May 2021 · 13 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
February 2008 - May 2021 · 13 yrs 3 mos
UBS Financial Services INC.
September 2006 - February 2008 · 1 yr 5 mos
UBS Financial Services INC.Broker
September 2006 - February 2008 · 1 yr 5 mos
Citigroup Global Markets INC.
July 1993 - September 2006 · 13 yrs 2 mos
Citigroup Global Markets INC.Broker
June 1991 - September 2006 · 15 yrs 3 mos
State Registrations3 states
CATXUT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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