Michael Goldfader is a registered investment advisor, based in Costa Mesa, CA, with 34 years of industry experience.
Location
Costa Mesa, CA
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Regulatory History (1)
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Customer Dispute
March 2009Denied
Other Business Activities
Michael co-owns a local market selling food, beverages, snacks, plants, and trees, and is an investor in a cafe restaurant. He also serves as a trustee for a rental home, spending minimal time on this role.
Employment History
Current Registrations
Sanctuary Advisors, LLC
April 2024 - Present · 2 yrs 1 mo
Sanctuary Securities, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Sanctuary Securities, INC.
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Wells Fargo Advisors
June 2020 - April 2024 · 3 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
April 2020 - April 2024 · 4 yrs
UBS Financial Services INC.
October 1998 - April 2020 · 21 yrs 6 mos
UBS Financial Services INC.Broker
August 1998 - April 2020 · 21 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1991 - August 1998 · 7 yrs 3 mos
State Registrations6 states
CACONENJORPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.