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Michael Goldfader

34 Years of Experience
Costa Mesa, CA
1 DisclosureBroker

Michael Goldfader is a registered investment advisor, based in Costa Mesa, CA, with 34 years of industry experience.

Location

Costa Mesa, CA

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History

Regulatory History (1)
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Customer Dispute
March 2009
Denied
Other Business Activities

Michael co-owns a local market selling food, beverages, snacks, plants, and trees, and is an investor in a cafe restaurant. He also serves as a trustee for a rental home, spending minimal time on this role.

Employment History
Current Registrations
Sanctuary Advisors, LLC
April 2024 - Present · 2 yrs 1 mo
Sanctuary Securities, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Sanctuary Securities, INC.
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Wells Fargo Advisors
June 2020 - April 2024 · 3 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
April 2020 - April 2024 · 4 yrs
UBS Financial Services INC.
October 1998 - April 2020 · 21 yrs 6 mos
UBS Financial Services INC.Broker
August 1998 - April 2020 · 21 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1991 - August 1998 · 7 yrs 3 mos
State Registrations6 states
CACONENJORPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Goldfader - Financial Advisor | TrueAdvisor