James Dowd is a CFA-designated registered investment advisor, based in Salt Lake City, UT, with 22 years of industry experience.
Location
623 E Fort Union Blvd., Suite 101, Salt Lake City, UT, 84047
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is involved in several business activities, primarily related to North Capital, Inc., where he serves as Managing Director and CIO, dedicating about half his time. He also holds positions in various other entities, including family investment and asset holding companies, generally requiring minimal time commitment.
Employment History
Current Registrations
North Capital Agency Brokerage, LLCBroker
North Capital
North Capital Private Securities CorporationBroker
Previous Registrations
Mobility Securities, LLCBroker
Private Brokers, LLCBroker
North Capital
Bear Stearns Asset Management INC
J.p.morgan Securities INC.Broker
North Capital LLC
State Registrations53 states
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