Scott Clayton is a registered investment advisor at LPL Financial LLC, based in Linwood, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
199 New Rd Ste 41, Linwood, NJ, 08221
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2013Criminal
January 1985Other Business Activities
Scott is associated with Compass Financial Associates LLC, a business entity for tax/investment purposes only, since 2013. He spends minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
PNC Investments
PNC InvestmentsBroker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
PNC Brokerage CORPBroker
Summit Financial Services Group, INC.Broker
The Agean Group, INCBroker
H.J. Meyers & CO., INC.Broker
L.C. Wegard & CO., INC.Broker
Westfield Financial CorporationBroker
Thomas James Associates, INC.Broker
Westfield Financial CorporationBroker
Hibbard Brown & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.