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Howard Shapiro

Wells Fargo Advisors
34 Years of Experience
Coral Springs, FL
1 DisclosureBroker
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Howard Shapiro is a registered investment advisor at Wells Fargo Advisors, based in Coral Springs, FL, with 34 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

7301 Wiles Rd, [Satellite], Coral Springs, FL, 33067

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Howard owns Southeast Tropical Financial Services Inc. and dedicates full-time hours to the business.

Employment History
Current Registrations
Wells Fargo Advisors
January 2001 - Present · 25 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2001 - Present · 25 yrs 4 mos
Previous Registrations
Jwgenesis Securities, INC.Broker
December 1994 - January 2001 · 6 yrs 1 mo
Dmg Securities, INC.Broker
December 1993 - December 1994 · 1 yr
Corporate Securities Group, INC.Broker
September 1991 - December 1994 · 3 yrs 3 mos
Jw Charles Securities, INC.Broker
July 1991 - December 1993 · 2 yrs 5 mos
Resrv Partners, INC.Broker
April 1991 - May 1991 · 1 mo
State Registrations23 states
ALAZCACOCTDEFLGAILMAMDMINCNHNJNVNYOHORPATXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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