Harvey Ford is a registered investment advisor at LPL Financial LLC, based in Austin, TX, with 59 years of industry experience. Harvey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Austin, TX
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 1994Employment History
Current Registrations
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Next Financial Group, INC.
July 2015 - July 2025 · 10 yrs
Next Financial Group, INC.Broker
July 2015 - July 2025 · 10 yrs
Jhs Capital Advisors, LLC
April 2010 - July 2015 · 5 yrs 3 mos
Jhs Capital Advisors, LLCBroker
March 2010 - July 2015 · 5 yrs 4 mos
Gunnallen Financial, INC
October 2007 - March 2010 · 2 yrs 5 mos
Gunnallen Financial, INCBroker
October 2001 - March 2010 · 8 yrs 5 mos
Roan-Meyers Associates, LPBroker
October 2001 - October 2001 · 0 mos
Fas Wealth Management Services, INC.Broker
November 2000 - October 2001 · 11 mos
Birchtree Financial Services, INC.Broker
May 1995 - November 2000 · 5 yrs 6 mos
Fidelity Equity Services CorporationBroker
October 1994 - May 1995 · 7 mos
Prudential Securities IncorporatedBroker
August 1989 - September 1994 · 5 yrs 1 mo
Thomson Mckinnon Securities INC.Broker
November 1982 - August 1989 · 6 yrs 9 mos
Rauscher Pierce Refsnes, INC.Broker
October 1974 - November 1982 · 8 yrs 1 mo
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
February 1971 - December 1974 · 3 yrs 10 mos
Goodbody & CO. IncorporatedBroker
April 1967 - April 1971 · 4 yrs
State Registrations3 states
AZNMTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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