David Paladino
David Paladino is a registered investment advisor at LPL Financial LLC, based in Austin, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Austin, TX
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Regulatory History (1)
Customer Dispute
November 2005Other Business ActivitiesSells Insurance
David is a freelance bass player and an insurance agent selling fixed annuities, life/health, and long-term care insurance. He also owns Planning Is Art, a DBA for his investment advisory services, taking nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Sterne Agee Financial Services, INC.Broker
Laidlaw & Company (UK) LTD.Broker
Sands Brothers & CO., LTD.Broker
Fahnestock & CO. INC.Broker
Josephthal & CO., INC.Broker
Seaboard Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.