KH
KH

Kenneth Heiser

35 Years of Experience
Westport, CT
1 DisclosureBroker

Kenneth Heiser is a registered investment advisor at MML Investors Services, LLC, based in Westport, CT, with 35 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

355 Riverside Avenue, Suite 101, Westport, CT, 06880

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2018
Settled
Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Baystate Wealth Management
October 2013 - February 2018 · 4 yrs 4 mos
New England Securities Corporation
January 2002 - January 2015 · 13 yrs
New England SecuritiesBroker
January 1996 - January 2015 · 19 yrs
New England SecuritiesBroker
September 1991 - December 1995 · 4 yrs 3 mos
State Registrations35 states
ALAZCACOCTDEFLGAIAILMAMDMEMIMOMSNCNHNJNMNVNYOHORPARISCTNTXUTVAVTVirgin IslandsWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors