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Edward Gordon

32 Years of Experience
Deerfield, IL
Broker

Edward Gordon is a registered investment advisor at Ameriprise Financial Services, LLC, based in Deerfield, IL, with 32 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

540 Lake Cook Rd, Ste 450, Deerfield, IL, 60015-5829

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2022 - Present · 4 yrs 4 mos
Ameriprise Financial Services, LLC
January 2022 - Present · 4 yrs 4 mos
Ameriprise Financial Services, LLCBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
November 2013 - January 2022 · 8 yrs 2 mos
Wells Fargo Clearing Services, LLC
November 2013 - January 2022 · 8 yrs 2 mos
UBS Financial Services INC.
November 2005 - December 2013 · 8 yrs 1 mo
UBS Financial Services INC.Broker
November 2005 - December 2013 · 8 yrs 1 mo
Morgan Stanley
February 2001 - November 2005 · 4 yrs 9 mos
Morgan Stanley Dw INC.Broker
January 2001 - November 2005 · 4 yrs 10 mos
Dean Witter Reynolds INC.Broker
December 1996 - January 1999 · 2 yrs 1 mo
M B Vick & CompanyBroker
August 1993 - January 1997 · 3 yrs 5 mos
M B Vick & CompanyBroker
February 1991 - November 1992 · 1 yr 9 mos
State Registrations12 states
AZCACOFLILKSMINENMNVSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Edward Gordon - Financial Advisor | TrueAdvisor