JE
CFP
JE
CFP

J. Escudero

35 Years of Experience
Orange, CA
6 DisclosuresBroker

J. Escudero is a CFP-designated registered investment advisor, based in Orange, CA, with 35 years of industry experience.

Location

333 S. Anita Drive, Suite 700, Orange, CA, 92868

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2025
Pending
Customer Dispute
November 2015
Settled
Regulatory
December 2005
Final
Customer Dispute
October 2004
Settled
Customer Dispute
May 2002
Award / Judgment
Customer Dispute
May 2001
Denied
Other Business Activities

J. is a registered investment advisor with Orange Capital Management Advisory since 2008. J. also coaches on financial planning software for Advanced Time Segmentation (ATS), dedicating about 10-20% of their time to this activity.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Orange Capital Management, INC.
April 2001 - Present · 25 yrs 1 mo
Previous Registrations
First Allied Securities, INC.Broker
May 2008 - September 2022 · 14 yrs 4 mos
First Allied Advisory Services, INC.
January 2007 - November 2020 · 13 yrs 10 mos
Ffp Advisory Services INC
August 1993 - January 2007 · 13 yrs 5 mos
Ffp Securities, INC.Broker
January 1991 - May 2008 · 17 yrs 4 mos
State Registrations29 states
AKAZCACOCTFLGAHIIDINKSKYMTNCNENJNMNVNYOHORPASCSDTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
J. Escudero - Financial Advisor | TrueAdvisor