James Mcgoldrick
James Mcgoldrick is a CFP, ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Horsham, PA, with 35 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
220 Gibraltar Road, Suite 350, Horsham, PA, 19044-2306
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2011Customer Dispute
November 2005Other Business ActivitiesSells Insurance
James services equity indexed annuity contracts and sells individual life, health, group health, and fixed annuities, dedicating minimal time to each. He is also a financial advisor and insurance agent for RMJ Financial LLC, spending about a quarter of his time marketing MassMutual and MML business.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.