Dawn Mazzey is a registered investment advisor at Morgan Stanley, based in New York, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 7th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
April 2004 - June 2009 · 5 yrs 2 mos
Wachovia Securities, LLCBroker
July 2003 - March 2004 · 8 mos
Prudential Securities IncorporatedBroker
May 1998 - July 2003 · 5 yrs 2 mos
Painewebber IncorporatedBroker
December 1997 - May 1998 · 5 mos
Vtr Capital, INC.Broker
August 1995 - March 1997 · 1 yr 7 mos
Smith Barney INC.Broker
July 1994 - June 1995 · 11 mos
State Registrations42 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.