David Fox is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 35 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
595 South Federal Highway, Suite 400, Boca Raton, FL, 33432
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Regulatory History (5)
Customer Dispute
August 2008Customer Dispute
May 2008Regulatory
January 2005Customer Dispute
October 2001Regulatory
October 2000Other Business Activities
David serves as trustee/co-trustee for two trusts in Boca Raton, Florida. These activities are investment-related and require minimal time.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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