Nick Hoffmann
Nick Hoffmann is a registered investment advisor at Founders Financial Securities, LLC, based in Bixby, OK, with 33 years of industry experience. Nick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 9,021 clients with $3.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FFS offers several investment management programs. Fees are determined separately for each account and are negotiable, based on factors like assets under management, account structure, and services provided. Fees are generally a percentage of assets under management and can be charged quarterly or monthly, in advance or arrears.
Independence Advisory accounts typically do not exceed 2.50% annually. The Managed Portfolio Program has a fee of 1.65% annually. FCMS Private Wealth Solutions fees do not exceed 1.70% of the first $1,000,000 and 1.40% thereafter, annually. Nationwide Variable Annuity fees do not exceed 1.50% annually.
Some programs have minimum account balances and additional custodial fees that could result in an effective rate greater than the stated percentage.
Location
8 East Dawes Ave, Bixby, OK, 74008
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
November 2022Regulatory
July 2022Customer Dispute
August 2015Customer Dispute
October 2004Other Business ActivitiesSells Insurance
Nick is an agent for Hoffman Wealth Management, LLC selling various insurance products since 2009. He also owns and operates Hoffman Longhorn Cattle Company, spending minimal time on this activity, and is a committee member for St Clement of Rome Catholic Church, spending minimal time on this activity as well.
Employment History
Current Registrations
Founders Financial Securities LLCBroker
Founders Financial Securities, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Bosc, INC.Broker
Linsco/private Ledger CORP.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.