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Anthony Russo

Stifel, Nicolaus & Company, Incorporated
35 Years of Experience
Oxnard, CA
3 DisclosuresBroker
View SEC Summary
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Anthony Russo is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Oxnard, CA, with 35 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1000 Town Center Dr., Suite 450, Oxnard, CA, 93030

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2005
Award / Judgment
Regulatory
August 1997
Final
Employment Separation After Allegations
June 1996
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Anthony is the president of Referrals Unlimited, a networking group, spending a few hours per week. He is also a board member of the Island Forest Homeowners Association, dedicating minimal time each month.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
January 2008 - Present · 18 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
July 1996 - January 2008 · 11 yrs 6 mos
Prudential Securities IncorporatedBroker
January 1991 - June 1996 · 5 yrs 5 mos
State Registrations38 states
AKALARAZCACOCTFLGAHIIAIDILKSKYLAMDMEMIMOMTNCNDNJNVNYOHOKORPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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