Robert Dalie
Robert Dalie is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Oxnard, CA, with 24 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1000 Town Center Dr., Suite 450, Oxnard, CA, 93030
Get directionsHistory
Regulatory History (1)
Criminal
September 2001Other Business Activities
Robert is a CFO at WD Management Inc. providing investor management consulting and writing investment-related content, with a 17.5% ownership stake, dedicating minimal time. Robert also rents out a vacation home.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Cibc World Markets CORP.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.