Charles Richardson
Charles Richardson is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Nesconset, NY, with 35 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
207 Smithtown Blvd, Nesconset, NY, 11767
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is an independent insurance agent with Maximus Financial Services, selling various insurance products since 1989, dedicating a significant amount of time to this activity. He also works part-time as a freelance musician since 1968.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.Broker
MML Investors Services, INC.Broker
Northwestern Mutual Investment Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
State Registrations6 states
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