Donald Moffitt
Donald Moffitt is a registered investment advisor at LPL Financial LLC, based in Paris, TX, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
36 West Plaza, Paris, TX, 75460
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Donald is involved with The Moffitt Financial Group, selling non-variable insurance, dedicating a few hours per week. He also uses The Moffitt Financial Group as a DBA for his LPL business, spending full-time hours on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
AXA Advisors, LLCBroker
AXA Advisors, LLC
World Choice Securities, INC.
World Choice Securities, INC.Broker
Conseco Securities, INC.Broker
Conseco Financial Services, INC.Broker
Signal Securities, INC.Broker
Garco Equity Sales, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.