David Loftus is a ChFC-designated registered investment advisor, based in Lenexa, KS, with 35 years of industry experience.
Location
13001 W 95th St, Lenexa, KS, 66215
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
February 2025 - Present · 1 yr 5 mos
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 5 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
December 2015 - February 2025 · 9 yrs 2 mos
Cuso Financial Services, L.P.
December 2015 - February 2025 · 9 yrs 2 mos
CUNA Brokerage Services, INC.
May 2001 - December 2015 · 14 yrs 7 mos
CUNA Brokerage Services, INC.Broker
May 2000 - December 2015 · 15 yrs 7 mos
Washington Square Securities, INC.Broker
November 1997 - May 2000 · 2 yrs 6 mos
John Hancock Distributors, INC.Broker
January 1991 - December 1997 · 6 yrs 11 mos
John Hancock Mutual Life Insurance CompanyBroker
January 1991 - May 1997 · 6 yrs 4 mos
State Registrations17 states
ARAZCACODEFLHIIAKSMEMIMOOKORTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.