Charles Cruse
Charles Cruse is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Dallas, TX, with 34 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
5420 Lyndon B Johnson, 2 Lincoln Centre # 1300, Dallas, TX, 75240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is the President, Secretary, Treasurer, and 100% owner of Cruse Financial Group, Inc., a holding company. He also owns Northwestern Benefits Inc. and may earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products, and has ownership in multiple LP and LLC entities established for credit protection purposes.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations51 states
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