Thomas Patricca is a CFP-designated registered investment advisor at Tlp Financial Services, INC., based in Estero, FL, with 13 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 42 clients with $37M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $4.0M | 0.65% |
| $4M+ | 0.40% |
Fees may be negotiable at the sole discretion of the Advisor. For Client account[s] implemented through an Independent Manager, the Client’s overall fees may include TLP Financial’s investment advisory fee (as noted above) plus advisory fees and/or platform fees charged by the Independent Manager[s], as applicable. The total fee the Client will be charged is up to 2.00%.
Fee Estimator
Location
Estero, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas provides tax and accounting services on a part-time basis, dedicating minimal time to this activity.
Employment History
Current Registrations
Tlp Financial Services, INC.
Previous Registrations
The Ayco Company,l.p.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.