WC
WC

William Comer

34 Years of Experience
Glen Allen, VA
Broker

William Comer is a registered investment advisor at LPL Financial LLC, based in Glen Allen, VA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4860 Cox Road, Ste 200, Glen Allen, VA, 23060

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is associated with Ashpark Financial Group, LLC, which is a DBA for his LPL business. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2020 - Present · 5 yrs 7 mos
LPL Financial LLC
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Infinex Investments, INC.Broker
September 2016 - August 2020 · 3 yrs 11 mos
Infinex Investments, INC.
September 2016 - August 2020 · 3 yrs 11 mos
Bb&t Investment Services, INC.
February 2006 - September 2016 · 10 yrs 7 mos
Bb&t Investment Services, INC.Broker
February 2006 - September 2016 · 10 yrs 7 mos
Wachovia Securities, LLC
June 2002 - December 2005 · 3 yrs 6 mos
Wachovia Securities, LLCBroker
June 2002 - December 2005 · 3 yrs 6 mos
Wachovia Securities, INC.
February 1995 - June 2002 · 7 yrs 4 mos
Wachovia Securities, INC.Broker
January 1995 - June 2002 · 7 yrs 5 mos
Wheat, First Securities, INC.Broker
March 1991 - January 1995 · 3 yrs 10 mos
State Registrations2 states
SCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.