Bryan Kocen
Bryan Kocen is a registered investment advisor at The Kocen Financial Group, INC., based in Rancho Mirage, CA, with 35 years of industry experience. Bryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, Insurance Planning, Investment Management, and 3 more. Their firm serves 222 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are generally negotiated between 0.8% and 1% per year, with most accounts at 1%. Accounts over $2 million are subject to further negotiation. Alternative investments are charged at 1.5%.
Fee Estimator
Location
35-900 Bob Hope Drive, Ste. 202, Rancho Mirage, CA, 92270
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
May 2024Regulatory
May 2024Customer Dispute
January 1999Employment History
Current Registrations
The Kocen Financial Group, INC.
Previous Registrations
Financial Goal Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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