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Kevin Tubbs

Park Avenue Securities LLC
34 Years of Experience
Canton, OH
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Kevin Tubbs is a registered investment advisor at Park Avenue Securities LLC, based in Canton, OH, with 34 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1904 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4150 Belden Village St Nw, Suite 301, Canton, OH, 44718

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2007
Customer Dispute
November 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kevin serves as an executor/trustee, with activity commencing upon the passing of family members, and also has an insurance business unrelated to Guardian. He also works running races on Saturdays/Sundays, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Park Avenue Securities LLC
February 2010 - Present · 16 yrs 8 mos
Park Avenue Securities LLCBroker
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
Woodbury Financial Services, INC.
November 2006 - November 2007 · 1 yr
Woodbury Financial Services, INC.Broker
October 2005 - November 2007 · 2 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
May 1991 - November 2005 · 14 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
May 1991 - January 2002 · 10 yrs 8 mos
State Registrations27 states
ALAZCAFLGAIDINKYLAMIMTNCNHNMNYOHOKORPASCSDTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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