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Morris Betesh
26 Years of Experience
Brooklyn, NY
1 DisclosureBroker
Morris Betesh is a registered investment advisor at UBS Financial Services INC., based in Brooklyn, NY, with 26 years of industry experience. Morris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
Brooklyn, NY
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1997Denied
Employment History
Current Registrations
UBS Financial Services INC.
October 2023 - Present · 3 yrs
UBS Financial Services INC.
October 2023 - Present · 3 yrs
UBS Financial Services INC.Broker
October 2023 - Present · 3 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2010 - October 2023 · 12 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2010 - October 2023 · 13 yrs
Ksh Investment Group, INC.Broker
February 2000 - November 2001 · 1 yr 9 mos
Joseph Stevens & Company, INC.Broker
January 1998 - July 1999 · 1 yr 6 mos
The J.B. Sutton Group, LLCBroker
December 1997 - January 1998 · 1 mo
First United Equities CorporationBroker
September 1997 - December 1997 · 3 mos
D. H. Blair & CO., INC.Broker
September 1993 - September 1997 · 4 yrs
Oppenheimer & CO., INC.Broker
March 1993 - September 1993 · 6 mos
D. H. Blair & CO., INC.Broker
February 1991 - April 1993 · 2 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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