KM
KM
Kevin Monaco
32 Years of Experience
Santa Clarita, CA
3 DisclosuresBroker
Kevin Monaco is a registered investment advisor at William Blair & Company L.L.C., based in Santa Clarita, CA, with 32 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 38,171 clients with $64B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
329 advisors
IM Fee
Planning only
Assets Under Management
$64.3B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Santa Clarita, CA
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2023Denied
Customer Dispute
October 2003Denied
Customer Dispute
April 2003Denied
Employment History
Current Registrations
William BlairBroker
February 2026 - Present · 8 mos
William Blair & Company L.L.C.
February 2026 - Present · 8 mos
William Blair
February 2026 - Present · 8 mos
Previous Registrations
Oppenheimer & CO. INC.
December 2022 - September 2025 · 2 yrs 9 mos
Oppenheimer & CO. INC.Broker
December 2022 - September 2025 · 2 yrs 9 mos
D.A. Davidson & CO.Broker
September 2018 - October 2022 · 4 yrs 1 mo
D.A. Davidson & CO.
September 2018 - October 2022 · 4 yrs 1 mo
Wells Fargo Clearing Services, LLC
March 2016 - September 2018 · 2 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
March 2016 - September 2018 · 2 yrs 6 mos
Raymond James & Associates, INC.Broker
September 2013 - February 2016 · 2 yrs 5 mos
Raymond James & Associates, INC.
September 2013 - February 2016 · 2 yrs 5 mos
Morgan Stanley
June 2009 - August 2013 · 4 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2013 · 4 yrs 2 mos
Citigroup Global Markets INC.
November 2003 - June 2009 · 5 yrs 7 mos
Citigroup Global Markets INC.
August 2001 - November 2003 · 2 yrs 3 mos
Citigroup Global Markets INC.Broker
August 2001 - June 2009 · 7 yrs 10 mos
Morgan Stanley Dw INC.Broker
June 1997 - August 2001 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1993 - June 1997 · 4 yrs
American Heritage Securities, INC.Broker
April 1993 - July 1993 · 3 mos
State Registrations3 states
CACOIL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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