BS
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Bradley Simenz

35 Years of Experience
Brookfield, WI
Broker

Bradley Simenz is a registered investment advisor at UBS Financial Services INC., based in Brookfield, WI, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

17335 Golf Parkway, Suite 525, Brookfield, WI, 53045

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bradley is a trustee for the Janet C Muth Childrens Trust and the Cepukenas Dynasty Trust '22. He invests to create generational wealth and approve periodic distributions for the latter trust.

Employment History
Current Registrations
UBS Financial Services INC.
November 2010 - Present · 15 yrs 10 mos
UBS Financial Services INC.
November 2010 - Present · 15 yrs 10 mos
UBS Financial Services INC.Broker
November 2010 - Present · 15 yrs 10 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2008 - November 2010 · 2 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2008 - November 2010 · 2 yrs 1 mo
J. P. Morgan Securities INC.
January 2008 - October 2008 · 9 mos
J.P. Morgan Securities INC.Broker
October 2007 - October 2008 · 1 yr
Robert W. Baird & CO. IncorporatedBroker
February 2000 - September 2007 · 7 yrs 7 mos
Tucker Anthony IncorporatedBroker
November 1999 - February 2000 · 3 mos
Tucker Anthony Cleary GullBroker
November 1998 - November 1999 · 1 yr
Cleary Gull Reiland & Mcdevitt INC.Broker
June 1997 - November 1998 · 1 yr 5 mos
First Securities CorporationBroker
May 1994 - June 1997 · 3 yrs 1 mo
Everen Securities, INC.Broker
March 1992 - May 1994 · 2 yrs 2 mos
Harbour Investments, INC.Broker
January 1991 - March 1992 · 1 yr 2 mos
State Registrations17 states
AKAZCACOFLILINKYMNMTNCOHTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bradley Simenz - Financial Advisor | TrueAdvisor