MF
MF

Marvin Ferguson

34 Years of Experience
Dallas, TX
6 DisclosuresBroker

Marvin Ferguson is a registered investment advisor at Wells Fargo Advisors, based in Dallas, TX, with 34 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

12221 Merit Dr, Ste 1925, Dallas, TX, 75251

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2013
Withdrawn
Customer Dispute
February 2003
Denied
Customer Dispute
July 2002
Denied
Customer Dispute
November 2001
Denied
Customer Dispute
March 2001
Denied
Customer Dispute
June 1995
Settled
Other Business Activities

Marvin has 50% ownership in Ferguson Financial Group and is also a trustee for the Ferguson Financial Group 401k. Both activities are investment-related and require minimal time each month.

Employment History
Current Registrations
Wells Fargo Advisors
March 2013 - Present · 13 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2013 - Present · 13 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2002 - March 2013 · 10 yrs 8 mos
Wells Fargo Advisors, LLCBroker
July 2002 - March 2013 · 10 yrs 8 mos
Stephens INC.
May 2002 - July 2002 · 2 mos
Stephens INC.Broker
May 2002 - July 2002 · 2 mos
First Union Securities, INC.
November 1991 - May 2002 · 10 yrs 6 mos
First Union Securities, INC.Broker
November 1991 - May 2002 · 10 yrs 6 mos
Hartford Equity Sales Company INC.Broker
April 1991 - January 1992 · 9 mos
State Registrations16 states
ARCACOFLGAKSKYLAMSNCOKSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Marvin Ferguson - Financial Advisor | TrueAdvisor