Teresa Chapman is a registered investment advisor at Morgan Stanley, based in Cornelius, NC, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
17505 West Catawba Avenue, Suite 300, Cornelius, NC, 28031
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2021 - Present · 5 yrs 4 mos
Morgan Stanley
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
UBS Financial Services INC.Broker
May 2016 - January 2021 · 4 yrs 8 mos
UBS Financial Services INC.
May 2016 - January 2021 · 4 yrs 8 mos
Morgan Stanley
April 2011 - May 2016 · 5 yrs 1 mo
Morgan StanleyBroker
April 2011 - May 2016 · 5 yrs 1 mo
H. Beck, INC.
October 2010 - April 2011 · 6 mos
H. Beck, INC.Broker
June 2010 - April 2011 · 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley
November 2006 - April 2007 · 5 mos
Morgan Stanley Dw INC.Broker
October 1992 - April 2007 · 14 yrs 6 mos
State Registrations35 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.