Himanshu Shah is a registered investment advisor at Shah Capital Management, based in Raleigh, NC, with 26 years of industry experience. Himanshu operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 57 clients with $770M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.40% |
Fee is for the Separately Managed Wrap Fee Program. The firm also manages a private fund.
Fee Estimator
Location
2301 Sugar Bush Rd, Suite 510, Raleigh, NC, 27612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Himanshu is the Founding Executive Chairman of Marius Pharmaceuticals, a biopharmaceutical company, dedicating about 10-20% of his time. He is also the Chairman of the Board for SOL (Emeren Group Ltd), a solar development company, spending about 10-20% of his time.
Employment History
Current Registrations
Shah Capital Management
Previous Registrations
UBS Financial Services INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.