Mark Lamkin
Mark Lamkin is a registered investment advisor at Calton & Associates, INC., based in Louisville, KY, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
901 Lily Creek Rd, Suite 102, Louisville, KY, 40243
Get directionsHistory
Regulatory History (4)
Regulatory
March 2020Regulatory
May 2019Employment Separation After Allegations
August 2018Employment Separation After Allegations
December 2000Other Business ActivitiesSells Insurance
Mark is an IAR of RIA of Calton through Lamkin Wealth Management, dedicating full-time hours to this role. He also has several other business activities, including real estate ventures and fixed insurance sales, but these require minimal time commitment.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Calton & Associates, INC.
Previous Registrations
Ae Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
PNC Brokerage CORPBroker
Gna Securities, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.