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Patrick Heller

Citizens Securities, INC.
27 Years of Experience
Conshohocken, PA
1 DisclosureBroker
View SEC Summary
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Patrick Heller is a registered investment advisor at Citizens Securities, INC., based in Conshohocken, PA, with 27 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 60,545 clients with $13B in assets under management.

Citizens Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
787 advisors
Number of Clients
60,545 clients
Average Client Portfolio
$213K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.35%
$250K - $500K1.25%
$500K - $1.0M1.13%
$1.0M - $2.0M1.08%
$2.0M - $5.0M1.03%
$5M+0.98%

Schedule reflects fees for the Advisory Connect program. Other managed account programs charge an advisor fee up to 2%, plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

300 Barr Harbor Drive, Suite 450, Mailstop: Pabh10, Conshohocken, PA, 19428

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2024
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Citizens Securities, INC.
April 2023 - Present · 3 yrs 6 mos
Citizens Securities, INC.Broker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
LPL Financial LLCBroker
May 2022 - March 2023 · 10 mos
LPL Financial LLC
May 2022 - March 2023 · 10 mos
CUNA Brokerage Services, INC.Broker
October 2021 - May 2022 · 7 mos
CUNA Brokerage Services, INC.
October 2021 - May 2022 · 7 mos
Equitable Advisors, LLCBroker
December 2018 - October 2021 · 2 yrs 10 mos
Equitable Advisors, LLC
December 2018 - October 2021 · 2 yrs 10 mos
Santander Securities
October 2017 - November 2018 · 1 yr 1 mo
Santander Securities LLCBroker
October 2017 - November 2018 · 1 yr 1 mo
Cuso Financial Services, L.P.
June 2017 - September 2017 · 3 mos
Cuso Financial Services, L.P.Broker
June 2017 - September 2017 · 3 mos
PNC Investments
November 2013 - June 2017 · 3 yrs 7 mos
PNC InvestmentsBroker
November 2013 - June 2017 · 3 yrs 7 mos
M&t Securities, INC.
April 2012 - October 2013 · 1 yr 6 mos
M&t Securities, INC.Broker
April 2012 - October 2013 · 1 yr 6 mos
AXA Advisors, LLC
March 2007 - April 2012 · 5 yrs 1 mo
AXA Advisors, LLCBroker
November 2006 - April 2012 · 5 yrs 5 mos
M&t Securities, INC.Broker
June 2001 - October 2006 · 5 yrs 4 mos
Mony Securities CorporationBroker
February 1998 - November 1999 · 1 yr 9 mos
Pruco Securities CorporationBroker
March 1991 - February 1992 · 11 mos
The Prudential Insurance Company of AmericaBroker
March 1991 - February 1992 · 11 mos
State Registrations7 states
FLMDMINJOHPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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