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Joseph Schmeing

Robert W. Baird & CO. Incorporated
35 Years of Experience
Louisville, KY
2 DisclosuresBroker
View SEC Summary
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Joseph Schmeing is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Louisville, KY, with 35 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2611 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

4803 Olympia Park Plaza, 4th Floor Suite 4000, Louisville, KY, 40241

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Settled
Customer Dispute
June 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
August 2023 - Present · 3 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - September 2023 · 14 yrs 8 mos
Raymond James Financial Services
October 2008 - January 2009 · 3 mos
Raymond James Financial Services, INC.Broker
September 2008 - September 2023 · 15 yrs
Fifth Third Securities, INC.
September 2007 - October 2008 · 1 yr 1 mo
Fifth Third Securities, INC.Broker
September 2007 - October 2008 · 1 yr 1 mo
Morgan Keegan & Company, INC.
March 2004 - September 2007 · 3 yrs 6 mos
Morgan Keegan & Company, INC.Broker
April 2002 - September 2007 · 5 yrs 5 mos
UBS Painewebber INC.Broker
August 2000 - April 2002 · 1 yr 8 mos
J.C. Bradford & CO.Broker
April 1991 - August 2000 · 9 yrs 4 mos
State Registrations37 states
ALAZCACOCTDCFLGAIAIDILINKYLAMAMDMEMIMNMOMSNCNENJNMNVNYOHOKORPASCTNTXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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