JS
JS

Joseph Schmeing

34 Years of Experience
Louisville, KY
2 DisclosuresBroker

Joseph Schmeing is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Louisville, KY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

4803 Olympia Park Plaza, 4th Floor, Suite 4000, Louisville, KY, 40241

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Settled
Customer Dispute
June 2009
Settled
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
August 2023 - Present · 2 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - September 2023 · 14 yrs 8 mos
Raymond James Financial Services
October 2008 - January 2009 · 3 mos
Raymond James Financial Services, INC.Broker
September 2008 - September 2023 · 15 yrs
Fifth Third Securities, INC.
September 2007 - October 2008 · 1 yr 1 mo
Fifth Third Securities, INC.Broker
September 2007 - October 2008 · 1 yr 1 mo
Morgan Keegan & Company, INC.
March 2004 - September 2007 · 3 yrs 6 mos
Morgan Keegan & Company, INC.Broker
April 2002 - September 2007 · 5 yrs 5 mos
UBS Painewebber INC.Broker
August 2000 - April 2002 · 1 yr 8 mos
J.C. Bradford & CO.Broker
April 1991 - August 2000 · 9 yrs 4 mos
State Registrations37 states
ALAZCACOCTDCFLGAIAIDILINKYLAMAMDMEMIMNMOMSNCNENJNMNVNYOHOKORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.