Mark Winsor
Mark Winsor is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Lawrenceburg, KY, with 24 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,440 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Transamerica Financial Advisors (TFA) offers several investment management programs, including:
- Third-Party Money Management Programs: TFA Advisors can connect you with third-party money managers (TPMMs) who manage model portfolios. Fees are specific to the TPMM you select.
- Transamerica® ONE Wealth Management Platform: This is a wrap fee program with a single fee for services. The total annual program fee does not exceed 2.0%.
- Transamerica® ALPHA Digital Investment Program: This program uses Betterment's platform. The total annual advisory fee ranges from 0.65% to 0.95%.
- TFA365 Advisory Program: This is a wrap fee program. The total annual program fee does not exceed 2.75%. A minimum annual account fee applies to accounts that fall below the program account minimum. For the Strategist Program and the Unified Managed Account Program, the minimum annual account fee is $35 (account minimum: $25,000). For the Separately Managed Account Program, the minimum annual account fee is $150 (account minimum: $100,000).
Location
107 W Woodford St, Lawrenceburg, KY, 40342
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2001Customer Dispute
July 1998Other Business ActivitiesSells Insurance
Mark sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc. He also owns multiple legal service businesses and a real estate sales business, dedicating about a quarter of his time to Winsor Law Firm, PLC and Windsor & Higgins, Plc, minimal time to Call Winsor Realty, and a few hours per week to Preventia Legal Counselors, PLC.
Employment History
Current Registrations
Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLCBroker
Previous Registrations
World Group Securities, INC.Broker
Wma Securities, INC.Broker
Intersecurities, INC.Broker
Intersecurities, INC.Broker
First American National Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.