Alberto Cavazos
Alberto Cavazos is a CFA-designated registered investment advisor at LPL Financial LLC, based in Mcallen, TX, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6301 N. 10th, Mcallen, TX, 78504
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2019Other Business Activities
Alberto operates under several DBAs for his LPL business, including Falcon Vest Financial Services and AC Financial Investment & Wealth Management. He also owns AC Real Estate Investments, LLC, where he purchased an office space for his own use, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Painewebber INC.
UBS Painewebber INC.Broker
J.C. Bradford & CO.Broker
Morgan Keegan & Company, INC.Broker
Capitol Securities Group, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.