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CFP
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CFP

Julia Cheng

Syndicated Capital, INC.
35 Years of Experience
San Diego, CA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Julia Cheng is a CFP-designated registered investment advisor at Syndicated Capital, INC., based in San Diego, CA, with 35 years of industry experience. Julia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 465 clients with $140M in assets under management.

Syndicated Capital, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
465 clients
Average Client Portfolio
$305K average
Assets Under Management
$142.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Standard annual fee is 2%, which is negotiable with advisors. Management fees are deducted quarterly in advance based on the average of the previous quarter's three-month-end balances. Clients may also incur ticket charges, custodial fees, and mutual fund expenses.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8880 Rio San Diego Drive, Suite 800, San Diego, CA, 92108

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2016
Denied
Customer Dispute
March 2010
Settled
Customer Dispute
July 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Julia is involved with several businesses, including Alltime Consulting Group, Julia Cheng Wealth Management and Estate Planning (both as a DBA and Inc.), and Pacific Bridge Insurance Services, Inc. These roles involve insurance sales, financial planning, marketing, and management, taking up a significant portion of Julia's time.

Employment History
Current Registrations
Syndicated Capital, INC.
July 2020 - Present · 6 yrs 3 mos
Syndicated Capital, INC.Broker
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Cabot Lodge Securities LLCBroker
October 2019 - July 2020 · 9 mos
Sb Advisory, LLC
March 2017 - July 2020 · 3 yrs 4 mos
Ifs SecuritiesBroker
June 2015 - December 2019 · 4 yrs 6 mos
Girard Securities, INC.
January 2010 - June 2015 · 5 yrs 5 mos
Girard Securities, INC.Broker
January 2010 - June 2015 · 5 yrs 5 mos
Prudential Financial Planning Services
March 1998 - January 2010 · 11 yrs 10 mos
Pruco Securities, LLC.Broker
April 1991 - January 2010 · 18 yrs 9 mos
The Prudential Insurance Company of AmericaBroker
April 1991 - December 1993 · 2 yrs 8 mos
State Registrations14 states
AZCACTFLNCNJNMNVNYOHORPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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