Syndicated Capital, Inc. is a registered investment advisor that has been in business since 2009. Syndicated Capital offers customized advisory services tailored to individual client needs on both a discretionary and non-discretionary basis, allowing clients to place restrictions on certain securities. Syndicated Capital manages portfolios using publicly traded equities, exchange-traded funds, fixed income securities, and mutual funds, focusing on risk management and balanced portfolio creation. Syndicated Capital serves individuals, trusts, corporations, and retirement plans without imposing a minimum account balance or maintenance requirement. Management fees are charged as a percentage of assets under management, and clients may also incur trading ticket charges, custodial fees, and mutual fund expenses. Additionally, certain representatives are dually registered with an independent broker-dealer, and some mutual fund investments may involve 12b-1 distribution compensation.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Standard annual fee is 2%, which is negotiable with advisors. Management fees are deducted quarterly in advance based on the average of the previous quarter's three-month-end balances. Clients may also incur ticket charges, custodial fees, and mutual fund expenses.