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Bradley Mills

LPL Financial LLC
26 Years of Experience
Onalaska, WI
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Bradley Mills is a registered investment advisor at LPL Financial LLC, based in Onalaska, WI, with 26 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

W7485 County Road Z, Onalaska, WI, 54650

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 2025
Final Disposition
Criminal
May 2017
Final Disposition
Customer Dispute
November 1994
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bradley operates under the DBA Brad Mills Wealth Management for his LPL business, dedicating minimal time. He also has a business entity, Hilltoppers Investments LLC, for tax/investment purposes, also requiring minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2023 - Present · 3 yrs
LPL Financial LLC
October 2023 - Present · 3 yrs
Previous Registrations
Fsc Securities CorporationBroker
October 2019 - October 2023 · 4 yrs
Fsc Securities Corporation
October 2019 - October 2023 · 4 yrs
Raymond James & Associates, INC.
May 2016 - October 2019 · 3 yrs 5 mos
Raymond James & Associates, INC.Broker
May 2016 - October 2019 · 3 yrs 5 mos
UBS Financial Services INC.
May 2011 - May 2016 · 5 yrs
UBS Financial Services INC.Broker
May 2011 - May 2016 · 5 yrs
Morgan Stanley Smith Barney LLC
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
December 2008 - June 2009 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1992 - January 2000 · 7 yrs 4 mos
Edward D. Jones & CO., L.P.Broker
February 1991 - October 1992 · 1 yr 8 mos
State Registrations12 states
AZCACOFLILMNNCNYPATXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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